We design and deliver smart regulatory technology solutions to over 640 leading financial services firms globally. Our technology solutions help our clients streamline processes, simplify day-to-day tasks, and ensure easy and comprehensive tracking of all activity across their firm.
Our global team includes former SEC, FINRA, FCA, CFTC, NFA, and state regulators, as well as former senior managers and technology professionals from prominent financial institutions and consulting firms. Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ business needs and regulatory requirements. Our technology solutions are designed, developed, and supported by our team of former regulators and experienced compliance, technology, and cybersecurity professionals.
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