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CCO COVID-19 Check List for CCOs

The Compliance Officer’s Plan for Recovery in the Next Phase of COVID-19

With the reopening phase of the COVID-19 pandemic underway, financial firms are grappling with whether they will return to the office or will continue to work remotely, as well as how those decisions will impact their staff. Perhaps now more than ever, compliance officers need to be strategic and agile in their approach to compliance management.

To help you get started on the path to recovery as we enter the next phase of the pandemic, ACA’s team of experienced compliance and risk professionals have developed a checklist of key compliance and risk considerations to keep in mind.

Contact Us

If you would like to speak with someone directly, please contact us here or call:

in the US: +1 (212) 951-1030
in the UK: +44 (0) 20 7042 0560


Additional Resources

Visit our COVID-19 Resources page for our full library of regulatory updates, resources, and best practices to help your firm navigate this challenging time.