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Select May Course(s)
Money Laundering Reporting Officer: The Role and Responsibilities (21st May)Preparing Your Firm for SM&CR (22nd May)Senior Management Obligations in FCA Regulated Firms (22nd May)Financial Services Regulation for HR Specialist: Including SM&CR (30th May)
Select June Course(s)
Senior Management Obligations in FCA Regulated Firms (3rd June)Preparing Your Firm for SM&CR (3rd June)Individual Senior Manager Responsibilities Under SM&CR (3rd June)Building an Effective Compliance Monitoring Programme (4th June)Writing an Effective Compliance Report (4th June)Financial Crime Prevention (11th June)Anti-Money Laundering Awareness (11th June)The Market Abuse Regulation (13th June)Market Abuse: Trade Surveillance Workshop (13th June)Money Laundering Reporting Officer: The Role and Responsibilities (14th June)Client Asset Rules and Practical Application (18th June)CF10a: The Role and Responsibilities (18th June)Writing the Annual MLRO Report to the Board (19th June)Compliance Officer: The Role and Responsibilities (20th June)Managing Visits by the Regulator (25th June)Managing Capital Adequacy Risk (26th June)Identifying and Managing Conflicts of Interest (26th June)Corporate Governance (26th June)Compliance Induction (28th June)
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