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Select August Course(s)
The UK Data Protection Regime: For All Employees (1st August)Fraud Prevention: The Often 'Forgotten Risk' (1st August)Financial Crime Prevention (2nd August)Anti-Money Laundering Awareness (2nd August)Senior Management Obligations in FCA Regulated Firms (6th August)Preparing Your Firm for SM&CR (6th August)Individual Senior Manager Responsibilities Under SM&CR (6th August)Financial Crime: Politically Exposed Persons and Financial Sanctions (12th August)Compliance Officer: The Role and Responsibilities (15th August)The Role of Independent Non-Executive Directors (16th August)Corporate Governance in Financial Services Firms (16th August)Money Laundering Reporting Officer: The Role and Responsibilities (20th August)Writing an Effective Compliance Report (22nd August)Compliance Induction (30th August)
Select September Course(s)
Financial Crime Prevention (3rd September)Anti-Money Laundering Awareness (3rd September)Suitability and Appropriateness: Avoiding Mis-Selling (5th September)Senior Management Obligations in FCA Regulated Firms (12th September)Preparing Your Firm for SM&CR (12th September)Individual Senior Manager Responsibilities Under SM&CR (12th September)Managing Visits by the Regulator (17th September)Compliance Officer: The Role and Responsibilities (18th September)The Market Abuse Regulation (19th September)Trade Surveillance Workshop (19th September)Identifying and Managing Conflicts of Interest (20th September)Corporate Governance in Financial Services Firms (20th September)Building an Effective Compliance Monitoring Programme (23rd September)Writing an Effective Compliance Report (23rd September)Financial Services Regulation for HR specialists: including SM&CR (24th September)The FCA Code of Conduct Rules: Understanding and Complying with COCON (24th September)Money Laundering Reporting Officer: The Role and Responsibilities (26th September)Compliance Induction (27th September)
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