ACA Compliance Group

Request the SEC’s Information Request List for Inspections

Complete the form below to receive a complimentary copy of the SEC’s information request list for inspections of domestic investment advisers or advisers operating from a principal place of business outside the U.S.

If you have any questions or need support accessing the checklist, please contact


By submitting this form, you are agreeing to our processing of your personal data under our Privacy Policy. A member of our team may reach out to you following the webcast to answer any questions you may have and to ask about your experience.